1st CHAPTER

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Although it stands to reason that a samurai should be mindful of the Way
of the Samurai, it would seem that we are all negligent. Consequently, if
someone were to ask, "What is the true meaning of the Way of the Samurai?" the
person who would be able to answer promptly is rare. This is because it has
not been established in one's mind beforehand. From this, one's unmindfulness
of the Way can be known. Negligence is an extreme thing. The Way of the Samurai
is found in death. When it comes to either/or, there is only the quick choice
of death. It is not particularly difficult. Be determined and advance. To
say that dying without reaching one's aim is to die a dog's death is the
frivolous way of sophisticates. When pressed with the choice of life or death,
it is not necessary to gain one's aim.
We all want to live. And in large part we make our logic according to what
we like. But not having attained our aim and continuing to live is cowardice.
This is a thin dangerous line. To die without gaming one's aim is a dog's
death and fanaticism. But there is no shame in this. This is the substance
of the Way of the Samurai. If by setting one's heart right every morning
and evening, one is able to live as though his body were already dead, he
pains freedom in the Way. His whole life will be without blame, and he will
succeed in his calling. A man is a good retainer to the extent that he earnestly
places importance in his master. This is the highest sort of retainer. If
one is born into a prominent family that goes back for generations, it is
sufficient to deeply consider the matter of obligation to one's ancestors,
to lay down one's body and mind, and to earnestly esteem one's master. It
is further good fortune if, more than this, one has wisdom and talent and
can use them appropriately. But even a person who is good for nothing and
exceedingly clumsy will be a reliable retainer if only he has the determination
to think earnestly of his master. Having only wisdom and talent is the lowest
tier of usefulness.
According to their nature, there are both people who have quick intelligence,
and those who must withdraw and take time to think things over. Looking into
this thoroughly, if one thinks selflessly and adheres to the four vows of
the Nabeshima samurai, surprising wisdom will occur regardless of the high
or low points of one's nature.' People think that they can clear up profound
matters if they consider them deeply, but they exercise perverse thoughts
and come to no good because they do their reflecting with only self-interest
at the center.
It is difficult for a fool's habits to change to selflessness. In confronting
a matter, however, if at first you leave it alone, fix the four vows in your
heart, exclude self-interest, and make an effort, you will not go far from
your mark. Because we do most things relying only on our own sagacity we
become self-interested, turn our backs on reason, and things do not turn
out well. As seen by other people this is sordid, weak, narrow and inefficient.
When one is not capable of true intelligence, it is good to consult with
someone of good sense. An advisor will fulfill the Way when he makes a decision
by selfless and frank intelligence because he is not personally involved.
This way of doing things will certainly be seen by others as being strongly
rooted. It is, for example, like a large tree with many roots. One man's
intelligence is like a tree that has been simply stuck in the ground.
We learn about the sayings and deeds of the men of old in order to entrust
ourselves to their wisdom and prevent selfishness. When we throw off our
own bias, follow the sayings of the ancients, and confer with other people,
matters should go well and without mishap. Lord Katsushige borrowed from
the wisdom of Lord Naoshige. This is mentioned in the Ohanashikikigaki. We
should be grateful for his concern. Moreover, there was a certain man who
engaged a number of his younger brothers as retainers, and whenever he visited
Edo or the Kamigata area, he would have them accompany him. As he consulted
with them everyday on both private and public matters, it is said that he
was without mishap.
Sagara Kyuma was completely at one with his master and served him as though
his own body were already dead. He was one man in a thousand.
Once there was an important meeting at Master Sakyo's Mizugae Villa, and it
was commanded that Kyuma was to commit seppuku. At that time in Osaki there
was a teahouse on the third floor of the suburban residence of Master Taku
Nut. Kyuma rented this, and gathering together all the good-for-nothings
in Saga he put on a puppet show, operating one of the puppets himself, carousing
and drinking all day and night. Thus, overlooking Master Sakyo's villa, he
carried on and caused a great disturbance. In instigating this disaster he
gallantly thought only of his master and was resolved to committing suicide.
Being a retainer is nothing other than hemp a supporter of one's lord, entrusting
matters of good and evil to him, and renouncing self-interest. If there are
but two or three men of this type, the fief will be secure.
If one looks at the world when affairs are going smoothly, there arc many who
go about putting in their appearance, being useful by their wisdom, discrimination
and artfulness. However, if the lord should retire or go into seclusion,
there are many who will quickly turn their backs on him and ingratiate themselves
to the man of the day. Such a thing is unpleasant even to think about. Men
of high position, low position, deep wisdom and artfulness all feel that
they are the ones who are working righteously, but when it comes to the point
of throwing away one's life for his lord, all get weak in the knees. This
is rather disgraceful. The fact that a useless person often becomes a matchless
warrior at such times is because he has already given up his life and has
become one with his lord. At the time of Mitsushige's death there was an
example of this. His one resolved attendant was I alone. The others followed
in my wake. Always the pretentious, self-asserting notables turn their backs
on the man just as his eyes are closing in death. Loyalty is said to be important
in the pledge between lord and retainer. Though it may seem unobtainable,
it is right before your eyes. If you once set yourself to it, you will become
a superb retainer at that very moment.
To give a person one's opinion and correct his faults is an important thing.
It is compassionate and comes first in matters of service. But the way of
doing this is extremely difficult. To discover the good and bad points of
a person is an easy thing, and to give an opinion concerning them is easy,
too. For the most part, people think that they are being kind by saying the
things that others find distasteful or difficult to say. But if it is not
received well, they think that there is nothing more to be done. This is
completely worthless. It is the same as brining shame to a person by slandering
him. It is nothing more than getting it off one's chest. To give a person
an opinion one must first judge well whether that person is of the disposition
to receive it or not. One must become close with him and make sure that he
continually trusts one's word. Approaching subjects that are dear to him,
seek the best way to speak and to be well understood. Judge the occasion,
and determine whether it is better by letter or at the time of leave-taking.
Praise his good points and use every device to encourage him, perhaps by
talking about one's own faults without touching on his, but so that they
will occur to him. Have him receive this in the way that a man would drink
water when his throat is dry, and it will be an opinion that will correct
faults.
This is extremely difficult. If a person s fault is a habit of some years prior,
by and large it won't be remedied. I have had this experience myself. To
be intimate with alt one's comrades, correcting each other's faults, and
being of one mind to be of use to the master is the great compassion of a
retainer. By bringing shame to a person, bow could one expect to make him
a better man? It is bad taste to yawn in front of people. When one unexpectedly
has to yawn, if he rubs his forehead in an upward direction , the sensation
will stop . If that does not work, he can lick his lips while keeping his
mouth closed, or simply hide it with his hand or his sleeve in such a way that no one will know what he is doing. It is the same with sneezing. One will appear foolish. There are other things besides these about which a person should use care and training.
When a certain person was saying that present matters of economy should be detailed, someone replied that this is not good at all.
It is a fact that ash will not live where the water is too clear. But if there is duckweed or something, the fish will hide under its shadow and thrive. Thus, the lower classes will live in tranquillity if certain matters are a bit overlooked or left unheard. This fact should be understood with regard to people's conduct.
Once when Lord Mitsushige was a little boy and was supposed to recite from a copybook for the priest Kaion, he called the other children and acolytes and said, "Please come here and listen. It's difficult to read if there are hardly any people listening." The priest was impressed and said to the acolytes, "That's the spirit in which to do everything."
Every morning one should first do reverence to his master and parents and then
to his patron deities and guardian Buddhas. If he will only make his master
first in importance, his parents will rejoice and the gods and Buddhas will
give their assent. For a warrior there is nothing other than thinking of his
master . If one creates this resolution within himself, he will always be mindful
of the master's person and will not depart from him even for a moment. Moreover,
a woman should consider her husband first, just as he considers his master
first.
According to a certain person, a number of years ago Matsuguma Kyoan told this
story : In the practice of medicine there is a differentiation of treatment
according to the Yin and Yang of men and women. There is also a difference
in pulse. In the last fifty years, however, men's pulse has become the same
as women's. Noticing this, in the treatment of eye disease I applied women's
treatment to men and found it suitable. When I observed the application of
men's treatment to men, there was no result. Thus I knew that men's spirit
had weakened and that they had become the same as women, and the end of the
world had come. Since I witnessed this with certainty, I kept it a secret.
When looking at the men of today with this in mind, those who could be thought
to have a woman's pulse are many indeed, and those who seem like real men few.
Because of this, if one were to make a little effort, he would be able to take
the upper hand quite easily. That there are few men who arc able to cut well
in beheadings is further proof that men's courage has waned. And when one comes
to speak of kaishaku, it has become an age of men who are prudent and clever
at making excuses. Forty or fifty years ago, when such things as matanuki were
considered manly, a man wouldn't show an unscarred thigh to his fellows, so
he would pierce it himself. All of man's work is a bloody business. That fact,
today, is considered foolish, affairs are finished cleverly with words alone,
and jobs that require effort are avoided. I would like young men to have some
understanding of this.
The priest Tannen used to say, ''People come to no understanding because priests
teach only the doctrine of 'No Mind.' What is called 'No Mind' is a mind that
is pure and lacks complication .' This is interesting. Lord Sanenori said, "In the midst of a single breath, where perversity cannot be held , is the Way. '' If so, then the Way is one. But there is no one who can understand this clarity at first. Purity is something that cannot be attained except by piling effort upon effort.
There is nothing that we should be quite so grateful for as the last line of the poem that goes, "When your own heart asks." It can probably be thought of in the same way as the Nembutsu, and previously it was on the lips of many people.
Recently, people who are called "clever" adorn themselves with superficial wisdom and only deceive others. For this reason they are inferior to dull-wilted folk. A dull- wilted person is direct. If one looks deeply into his heart with the above phrase, there will be no hidden places. It is a good examiner. One should be of the mind that, meeting this examiner, he will not be embarrassed.
The word gen means "illusion" or "apparition." In India, a man who uses conjury is called a genjutsushi ["a master of illusion technique"]. Everything in this world is but a marionette show. Thus we use the word gen.
To hate injustice and stand on righteousness is a difficult thing. Furthermore, to think that being righteous is the best one can do and to do one's utmost to be righteous will, on the contrary, brig many mistakes. The Way is in a higher place then righteousness. This is very difficult to discover, but it is the highest wisdom. When seen from this standpoint, things like righteousness are rather shallow. If one does not understand this on his own, it cannot be known. There is a method of getting to this Way, however, even if one cannot discover it by himself. This is found in consultation with others. Even a person who has not attained this Way sees others front the side. It is like the saying from the game of go: "He who sees from the side has eight eyes." The saying, "Thought by thought we see our own mistakes," also means that the highest Way is in discussion with others. Listening to the old stories and reading books are for the purpose of sloughing off one's own discrimination and attaching oneself to that of the ancients.
A certain swordsman in his declining years said the following:
In one's life. there are levels in the pursuit of study. In the lowest level, a person studies but nothing comes of it, and he feels that both he and others are unskillful. At this point he is worthless. In the middle level he is still useless but is aware of his own insufficiencies and can also see the insufficiencies of others. In a higher level he has pride concerning his own ability, rejoices in praise from others, and laments the lack of ability in his fellows. This man has worth. In the highest level a man has the look of knowing nothing .
These are the levels in general;. But there is one transcending level, and this is the most excellent of all. This person is aware of the endlessness of entering deeply into a certain Way arid never thinks of himself as having finished. He truly knows his own insufficiencies and never in his whole life thinks that he has succeeded. He has no thoughts of pride but with self-abasement knows the Way to the end. It is said that Master Yagyu once remarked, "I do not know the way to defeat others, but the way to defeat myself. ''
Throughout your life advance daily, becoming more skillful than yesterday, more skillful than today. This is never-ending.
Among the maxims on Lord Naoshige's wall there was this one: ''Matters of' great concern should be treated lightly.'' Master lttei commented, "Matters of small concern should be treated seriously." Among one's affairs there should not be more than two or three matters of what one could call great concern. If these are deliberated upon during ordinary times, they can be understood. Thinking about things previously and then handling them lightly when the time comes is what this is all about. To face an event anew solve it lightly is difficult if you are not resolved beforehand, and there will always be uncertainty in hitting your mark. However, if the foundation is laid previously, you can think of the saying, "Matters of great concern should be treated lightly," as your own basis for action.
A certain person spent several years of service in Osaka and then returned home. When he made his appearance at the local bureau, everyone was put out and he was made a laughingstock because he spoke in the Kamigata dialect. Seen in this light, when one spends a long time in ado or the Kamigata area, he had better use his native dialect even more than usual.
When in a more sophisticated area it is natural that one s disposition be affected by different styles. But it is vulgar and foolish to look down upon the ways of one's own district as being boorish, or to be even a bit open to the persuasion of the other place's ways and to think about giving up one's own. That one's own district is unsophisticated and unpolished is a great treasure. Imitating another style is simply a sham.
A certain man said to the priest Shungaku, "The Lotus Sutra Sect's character is not good because it's so fearsome." Shungaku replied, "It is by reason of its fearsome character that it is the Lotus Sutra Sect. If its character were not so, it would be a different sect altogether." This is reasonable.
At the time when there was a council concerning the promotion of a certain man, the council members were at the point of deciding that promotion was useless because of the fact that the man had previously been involved in a drunken brawl. But someone said, "If we were to cast aside every man who had made a mistake once, useful men could prob- ably not be come by. A man who makes a mistake once will be considerably more prudent and useful because of his repentance. I feet that he should be promoted.''
Someone else then asked, "Will you ;guarantee him?" The man replied, "Of course I will."
The others asked, "By what will you guarantee him?"
And he replied, "I can guarentee him by the fact that he is a man who has erred once. A man who bas never once erred is dangerous." This
said, the man was promoted. At the time of a deliberation concerning criminals,
Nakane Kazuma proposed making the punishment one degree lighter than what would
be appropriate. This is a treasury of wisdom that only he was the possessor
of. At that time, though there were several men in attendance, if it had not
been for Kazuma alone, no one would have opened his mouth. For this reason
he is called Master Commencement and Master Twenty-five Days.
A certain person was brought to shame because he did not take revenge. The
way of revenge lies in simply forcing one's way into a place and being cut
down. There is no shame in this. By thinking that you must complete the job
you will run out of time. By considering things like how many men the enemy
has, time piles up; in the end you will give up. No matter if the enemy has
thousands of men, there is fulfillment in simply standing them off and being
determined to cut them all down, starting from one end. You will finish the
greater part of it. Concerning the night assault of Lord Asano's ronin, the
fact that they did not commit seppuku at the Sengakuji was an error, for there
was a long delay between the time their lord was struck down and the time when
they struck down the enemy. If Lord Kira had died of illness within that period,
it would have been extremely regrettable. Because the men of the Kamigata area
have a very clever sort of wisdom, they do well at praiseworthy acts but cannot
do things indiscriminately, as was done in the Nagasaki fight.
Although all things are not to be judged in this manner, I mention it in the
investigation of the Way of the Samurai. When the time comes, there is no moment
for reasoning. And if you have not done your inquiring beforehand , there is
most often shame. Reading books and listening to people's talk are for the
purpose of prior resolution. Above all, the Way of the Samurai should be in
being aware that you do not know what is going to happen next, and in querying
every item day and night. Victory and defeat are matters of the temporary force
of circumstances. The way of avoiding shame is different. It is simply in death.
Even if it seems certain that you will lose, retaliate. Neither wisdom nor
technique has a place in this. A real man does not think of victory or defeat.
He plunges recklessly towards an irrational death. By doing this, you will
awaken from your dreams.
There are two things that will blemish a retainer, and these are riches and
honor. If one but remains in strained circumstances, he will not be marred.
Once there was a certain man who was very clever, but it was his character
to always see the negative points of his jobs. In such a way, one will be useless.
If one does not get it into his head from the very beginning that the world
is full of unseemly situations, for the most part his demeanor will be poor
and he will not be believed by others. And if one is not believed by others,
no matter how good a person he may be, he will not have the essence of a good
person. This can also be considered as a blemish.
There was a man who said, "Such and such a person has a violent disposition, but this is what I said right to his face... This was an unbecoming thing to say, and it was said simply because he wanted to be known as a rough fellow. It was rather low, and it can be seen that he was still rather immature. It is because a samurai has correct manners that he is admired. Speaking of other people in this way is no different from an exchange between low class spearmen. It is vulgar.
It is not good to settle into a set of opinions. It is a mistake to put forth effort and obtain some understanding and then stop at that. At first putting forth great effort to be sure that you have grasped the bastes, then practicing so that they may come to fruition is something that will never stop for your whole lifetime. Do not rely on following the degree of understanding that you have discovered, but simply think, "This is not enough."
One should search throughout his whole life how best to follow the Way. And he should study, setting his mind to work without putting things off. Within this is the Way.
These are from the recorded sayings of Yamamoto Jin'-emon:
If you can understand one affair, you will understand eight.
An affected laugh shows lack of self-respect in a man and lewdness in a woman.
Whether speaking formally or informally, one should look his listener in the eye. A polite greeting is done at the beginning and finished. Speaking with downcast eyes is carelessness.
It is carelessness to go about with one's hands inside the slits in the sides of his hakama.
After reading books and the like, it is best to burn them or throw them away. It is said that reading books is the work of the Imperial Court, but the work of the House of Nakano is found in military valor, grasping the staff of oak.
A samurai with no group and no horse is not a samurai at all.
A kusemono is a man to rely upon.
It is said that one should rise at four in the morning, bathe and arrange his hair daily, eat when the sun comes up, and retire when it becomes dark.
A samurai will use a toothpick even though he has not eaten. Inside the skin of a dog, outside the hide of a tiger.
How should a person respond when he is asked, "As a human being, what is essential in terms of purpose and discipline?" First, let us say, "It is to become of the mind that is right now pure and lacking complications." People
in general all seem to be dejected. When one has a pure and uncomplicated mind,
his expression will be lively. When one is attending to matters, there is one
thing that comes forth from his heart. That is, in terms of one's lord, loyalty;
in terms of one's parents, filial piety; in martial affairs, bravery ; and
apart from that, something that can be used by all the world. This is very
difficult to discover. Once discovered, it is again difficult to keep in constant
effect. There is nothing outside the thought of the immediate moment.
Every morning, the samurai of fifty or sixty years ago would bathe, shave their
foreheads, put lotion in their hair, cut their fingernails and toenails rubbing
them with pumice and then with wood sorrel, and without fail pay attention
to their personal appearance . It goes without saying that their armor in general
was kept free from rust, that it was dusted, shined, and arranged. Although
it seems that taking special care of one's appearance is similar to showiness,
it is nothing akin to elegance. Even if you are aware that you may be struck
down today and are firmly resolved to an inevitable death, if you are slain
with an unseemly appearance, you will show your lack of previous resolve, will
be despised by your enemy, and will appear unclean. For this reason it is said
that both old and young should take care of their appearance.
Although you say that this is troublesome and time-consuming, a samurai's work
is in such things. It is neither busy- work nor time-consuming. In constantly
hardening one's resolution to die in battle, deliberately becoming as one already
dead, and working at one's job and dealing with military affairs, there should
be no shame. But when the time comes, a person will be shamed if he is not
conscious of these things even in his dreams, and rather passes his days in
self- interest and self-indulgence. And if he thinks that this is not shameful,
and feels that nothing else matters as long as he is comfortable, then his
dissipate and discourteous actions will be repeatedly regrettable. The person
without previous resolution to inevitable death makes certain that his death
will be in bad form. But if one is resolved to death beforehand, in what way
can he be despicable? One should be especially diligent in this con- cern.
Furthermore, during the last thirty years customs have changed; now when young
samurai jeer together, if there is not just talk about money matters, loss
and gain, secrets, clothing styles or matters of sex, there is no reason to
gather together at all. Customs are going to pieces. One can say that formerly
when a man reached the age of twenty or thirty, he did not carry despicable
things in his heart, and thus neither did such words appear. If an elder unwittingly
said something of that sort, he thought of it as a sort of injury. This new
custom probably appears because people attach importance to being beautiful
before society and to household finances. What things a person should be able
to accomplish if he had no haughtiness concerning his place in society! It
is a wretched thing that the young men of today are so contriving and so proud
of their material possessions. Men with contriving hearts are lacking in duty.
Lacking in duty, they will have no self-respect. According to Master lttei,
even a poor penman will become substantial in the art of calligraphy if he
studies by imitating a good model and puts forth effort. A retainer should
be able to become substantial too, if he takes a good retainer as his model.
Today, however, there are no models of good retainers. In light of this, it
would be good to make a model and to learn from that. To do this, one should
look at many people and choose from each person his best point only. For example,
one person for politeness, one for bravery, one for the proper way of speaking,
one for correct conduct and one for steadiness of mind. Thus will the model
be made.
An apprentice will not be up to his teacher's good points in the world of the
arts either but will receive and imitate only his bad ones. This is worthless.
There are people who are good at manners but have no uprightness. In imitating
someone like this, one is likely to ignore the politeness and imitate only
the lack of uprightness. If one perceives a person's good points, he will have
a model teacher for anything. When delivering something like an important letter
or other written materials, grasp it firmly in your hand as you go and do not
release it once, but hand it over directly to the recipient .
A retainer is a man who remains consistently undistracted twenty-four hours
a day, whether he is in the presence of his master or in public. If one is
careless during his rest period, the public will see him as being only careless.
Regardless of class, a person who does something beyond his social standing
will at some point commit mean or cowardly acts. In the lower classes there
are even people who will run away. One should be careful with menials and the
like.